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Business Continuity and Disaster Recovery Plan |
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Conti Capital Investments, Inc. April 1, 2008 In the event of an emergency or significant business disruption, Conti Capital Investments has designed the following procedures. These procedures will be periodically reviewed and updated as need. A copy of this plan will be maintained at the back up facility and with any other key members including PFGBEST.com (“PFGBEST”), the firm’s guarantor FCM. All reviews will be documented in Schedule A. Conti Capital Investments’ back up facility is in located at 265 Atwells Avenue, #6 Providence, RI 02903 Tel 401.743.0255.
Back-Up Facilities
Conti Capital Investments’ disaster recovery location will maintain
the necessary equipment to continue business operations. The following will
be maintained at this offsite location.
All customer account information is also backed up at
PFGBEST’s main office. All employees will be contacted as soon as reasonably
possible to discuss relocation to the back up facility. Contact numbers for
key employees follow.
Communications with Customers In the event of a disaster, Conti Capital Investments will inform is clients that it cannot access its physical office. This will be done via telephone and email. Communications with PFG Personnel Conti Capital Investments will immediately inform PFGBEST of any business disruption. At such time, arrangements will be made with PFGBEST of any assistance that is needed with regards to customer communication and trading. Third Party Disruptions
Conti Capital Investments has
considered the impact on its business of disruptions encountered by third
parties. One of the most critical situations for Conti Capital Investments would
involve a business disruption at PFGBEST. If this happened, Conti Capital
Investments would work with PFGBEST to ensure that business could continue with
a firm that is an NFA member firm has a Plan which is compliant with NFA
Compliance Rule 2-38. As PFGBEST maintains multiple relationships, the
potential disruption may be greatly minimized. EMERGENCY CONTACTS
Schedule ABusiness Continuity & Disaster Recovery Review Log
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